United States — United States Securities and Exchange Commission
Tracked across 200 events · 2988 articles · First seen Jan 07, 2025 · Last active May 28, 2026
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Regulatory
Impact: The United States — United States Securities and Exchange Commission filed the securities fraud lawsuit against Gautam Adani and Sagar Adani, alleging they misled investors. The SEC's jurisdiction and the merits of its case are now being challenged.
Apr 07, 2026 · 43 articles
Regulatory
Elon Musk has settled a civil lawsuit with the United States — United States Securities and Exchange Commission (United States — United States Securities and Exchange Commission) regarding his delayed disclosure of initial purchases of…
Impact: The United States — United States Securities and Exchange Commission settled its civil lawsuit against Elon Musk, receiving a $1.5 million penalty but failing to recoup the $150 million it sought. The settlement has been criticized by some as an 'embarrassing day' for the agency.
May 04, 2026 · 20 articles
Regulatory
Gautam Adani and his nephew Sagar Adani have agreed to pay a combined US$18 million to settle civil fraud allegations by the United States — United States Securities and Exchange Commission. The SEC had accused…
Impact: The United States — United States Securities and Exchange Commission brought the civil fraud case against Gautam Adani and Sagar Adani, which is now being settled.
May 15, 2026 · 6 articles
Business
Impact: United States — United States Securities and Exchange Commission provided regulatory perspective and committed to supporting the integration of Africa's capital markets.
Apr 04, 2026 · 6 articles
Regulatory
Coinage Fund Management, an Africa-focused investment management firm, has received official approval from the United States — United States Securities and Exchange Commission to operate as a Fund/Portfolio Manager. This regulatory green light allows Coinage…
Impact: The United States — United States Securities and Exchange Commission granted approval to Coinage Fund Management, allowing it to operate as a Fund/Portfolio Manager.
May 04, 2026 · 6 articles
Regulatory
US authorities, including the United States — United States Department of Justice and the United States — United States Securities and Exchange Commission, are moving to resolve long-standing criminal and civil fraud cases against Indian…
Impact: The United States — United States Securities and Exchange Commission is moving to settle its parallel civil fraud case against Gautam Adani, likely involving a monetary penalty.
May 14, 2026 · 6 articles
Regulatory
The United States — United States Department of Justice is reportedly close to dropping criminal fraud charges against Indian billionaire Gautam Adani, following a presentation by his lawyer, Robert Giuffra, arguing that the ongoing case…
Impact: The United States — United States Securities and Exchange Commission settled a civil fraud lawsuit against Gautam Adani and Sagar Adani, with the Adanis agreeing to pay civil penalties without admitting wrongdoing.
May 15, 2026 · 11 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission was urged by Democrats to investigate insider trading allegations but declined to comment on whether it had looked into them, highlighting enforcement challenges.
Apr 19, 2026 · 6 articles
Regulatory
Adtran Holdings has filed several regulatory forms, including form SD, form 8-K, and form 10-Q, with the United States — United States Securities and Exchange Commission on May 5 and May 12, 2026. These filings…
Impact: Adtran Holdings filed regulatory forms with the United States — United States Securities and Exchange Commission.
May 01, 2026 · 7 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission (SEC) is the regulatory body that Game of Silks allegedly failed to file registration statements with for its NFTs.
Feb 27, 2025 · 6 articles
Regulatory
French authorities have summoned Elon Musk and former X CEO Linda Yaccarino for voluntary interviews in France — Paris as part of an investigation into alleged misconduct on the social media platform X. The probe,…
Impact: The United States — United States Securities and Exchange Commission was alerted by French prosecutors regarding potential criminal offenses related to X and Xai, specifically concerning the alleged artificial boosting of company value.
Apr 20, 2026 · 74 articles
Regulatory
Sam Altman, CEO of OpenAI, is facing significant legal and congressional scrutiny over alleged self-dealing and conflicts of interest. A court document revealed he holds over $2 billion in stakes in nine companies that have…
Impact: The United States — United States Securities and Exchange Commission has been asked by ten U.S. attorneys general to scrutinize documents from OpenAI ahead of its expected IPO due to concerns about Sam Altman's conduct.
May 13, 2026 · 6 articles
Regulatory
The United States government has agreed to settle a lawsuit against Adani Group, its Chairman Gautam Adani, and his nephew Sagar Adani. The lawsuit, filed by the United States — United States Securities and Exchange…
Impact: The United States — United States Securities and Exchange Commission filed the lawsuit against Adani Group and its executives for alleged bribery and misleading investors.
May 15, 2026 · 6 articles
Business
Micware, a Japan-based provider of software development services for the automotive and mobility sectors, announced the closing of its upsized initial public offering. The company sold 2,850,000 American Depositary Shares (ADSs) at US$8.00 per ADS,…
Impact: The United States — United States Securities and Exchange Commission declared Micware's registration statement effective, allowing the initial public offering to proceed.
May 14, 2026 · 8 articles
Business
Impact: The United States — United States Securities and Exchange Commission approved The Metals Royalty Company's registration statement, allowing its shares to commence trading.
Apr 08, 2026 · 6 articles
Business
SpaceX, Elon Musk's rocket and satellite company, is planning its initial public offering (IPO) on Nasdaq-100, with a market debut targeted for as early as June 12. The company aims to price its shares on…
Impact: A faster-than-expected review of SpaceX's IPO paperwork by the United States — United States Securities and Exchange Commission contributed to the accelerated listing timeline.
May 15, 2026 · 10 articles
Business
Impact: Nutex Health's alleged inability to timely file certain financial reports with the United States — United States Securities and Exchange Commission is a point of concern in the lawsuit.
Sep 24, 2025 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission declared the registration statement for BHAV Acquisition Corp's IPO effective, fulfilling its regulatory oversight role.
Apr 16, 2026 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission Whistleblower program is mentioned as an avenue for individuals with non-public information regarding Zynex to receive rewards.
Feb 24, 2026 · 35 articles
Business
Gossamer Bio is facing multiple securities class action lawsuits following the announcement on February 23, 2026, that its Phase 3 PROSERA study for seralutinib, a treatment for pulmonary arterial hypertension, failed to meet its primary…
Impact: The United States — United States Securities and Exchange Commission is mentioned in the context of the rules violated by Gossamer Bio and the whistleblower program.
Apr 01, 2026 · 103 articles
Business
A class action lawsuit has been filed against Babcock & Wilcox and certain officers, including Kenneth M. Young, alleging violations of federal securities laws. The lawsuit claims that Babcock & Wilcox made materially false and…
Impact: The United States — United States Securities and Exchange Commission received filings related to Babcock & Wilcox' ATM Offering and the beneficial ownership changes by BRC Group Holdings and Bryant R. Riley.
May 01, 2026 · 8 articles
Business
Impact: BigBear.ai's accounting errors increased the risk that the company would be unable to timely file certain financial reports with the United States — United States Securities and Exchange Commission.
May 16, 2025 · 6 articles
Business
Impact: BigBear.ai's alleged accounting errors could lead to an inability to timely file certain financial reports with the United States — United States Securities and Exchange Commission, indicating a regulatory concern.
Apr 18, 2025 · 20 articles
Business
Impact: The class action lawsuit charges Compass Diversified Holdings and its executives with violations of the United States — United States Securities and Exchange Commission.
May 09, 2025 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission declared the registration statement for BHAV Acquisition Corp's securities effective, fulfilling regulatory requirements for the IPO.
Apr 13, 2026 · 6 articles
Business
SKK Holdings Limited has entered into a definitive asset purchase agreement to acquire substantially all of Rantizo's drone assets for approximately $258.8 million. The acquisition will be in exchange for newly issued Class A ordinary…
Impact: SKK Holdings Limited will file relevant materials with the United States — United States Securities and Exchange Commission, including a proxy statement on Form 6-K, for shareholder approval.
May 04, 2026 · 6 articles
Business
Kalshi, a prediction market platform, has successfully closed a $1 billion Series F funding round, achieving a $22 billion valuation. This valuation roughly doubles its previous Series E valuation from just five months prior. The…
Impact: The United States — United States Securities and Exchange Commission delayed the launch of prediction market ETFs, indicating ongoing regulatory uncertainty for the broader industry.
May 07, 2026 · 6 articles
Business
Multiple investor-rights law firms, including The Schall Law Firm, Faruqi & Faruqi, Bronstein, Gewirtz & Grossman, LLC, The Law Offices of Frank R. Cruz, Rosen Law Firm, and Pomerantz LLP, have filed class action lawsuits…
Impact: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules MiNK Therapeutics filed a Form 8-K and whose regulations are cited in the class action lawsuits.
Apr 01, 2026 · 83 articles
Business
SpaceX is preparing for its initial public offering (IPO) with corporate governance policies that significantly erode typical shareholder protections, granting founder Elon Musk virtually unchecked executive authority. The company plans to use supervoting shares, mandatory…
Impact: The United States — United States Securities and Exchange Commission reversed its position on mandatory arbitration, allowing companies like SpaceX to adopt such policies, which limit shareholder rights to sue.
Apr 29, 2026 · 16 articles
Domestic
The Southern California News Group published a series of questionnaires for candidates running in the June primary election for the United States — United States House of Representatives. The candidates provided their views on a…
Impact: The United States — United States Securities and Exchange Commission is proposed as the body to audit family trades of congressional lawmakers to prevent insider trading.
May 04, 2026 · 59 articles
+ 170 more events
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United States — United States Securities and Exchange Commission granted approval Coinage Fund ManagementCoinage Fund Management...
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Elon Musk in talks to settle United States — United States Securities and Exchange CommissionElon Musk settles SEC X...
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Adtran Holdings filed forms United States — United States Securities and Exchange CommissionAdtran Holdings Files SEC Forms
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Elon Musk paid civil penalty United States — United States Securities and Exchange CommissionElon Musk settles SEC X...
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Gautam Adani agreed to pay United States — United States Securities and Exchange CommissionAdani Settles SEC Fraud Case
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United States — United States Securities and Exchange Commission asked judge Gautam AdaniUS Authorities Resolve...
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Gautam Adani agreed to accept United States — United States Securities and Exchange CommissionUS Drops Adani Fraud Charges
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MiNK Therapeutics filed Form 8-K United States — United States Securities and Exchange CommissionSoleno Therapeutics DCCR...
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Gemini Space Station, Inc. filed Current Report United States — United States Securities and Exchange CommissionGemini Space Station Class...
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United States — United States Securities and Exchange Commission sued Elon MuskElon Musk settles SEC X...
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Lufax Holding disclosed proposal United States — United States Securities and Exchange CommissionLufax Securities Class...
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Sagar Adani agreed to pay United States — United States Securities and Exchange CommissionAdani Settles SEC Fraud Case
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HDFC Bank — Credila Financial Services filed report United States — United States Securities and Exchange CommissionPennyMac Financial...
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Gemini Space Station, Inc. filed registration statement United States — United States Securities and Exchange CommissionGemini Space Station Class...
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Gautam Adani pay civil penalties United States — United States Securities and Exchange CommissionUS Drops Adani Fraud Charges
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United States — Alabama asked to scrutinize United States — United States Securities and Exchange CommissionSam Altman's OpenAI...
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United States — United States Securities and Exchange Commission filed lawsuit Gautam AdaniAdani Settles SEC Fraud Case
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Genco Shipping & Trading Limited filed proxy statement United States — United States Securities and Exchange CommissionDiana Shipping Inc....
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Immutep filed Form-K United States — United States Securities and Exchange CommissionImmutep Class Action Lawsuit Filed
70
Berto Acquisition Corporation II filed registration statement United States — United States Securities and Exchange CommissionBerto Acquisition Corp. II...
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United States — United States Securities and Exchange Commission declared effective Iron Dome Acquisition I CorporationIron Dome Acquisition I Corp. IPO
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United States — United States Securities and Exchange Commission declared effective MicwareMicware Upsized IPO Closes
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France — Paris Prosecutor s Office alerted United States — United States Securities and Exchange CommissionFrance Summons Elon Musk...
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Genco Shipping & Trading Limited filed proxy statement United States — United States Securities and Exchange CommissionGenco Rejects Diana...
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Sana Biotechnology filed registration statement United States — United States Securities and Exchange CommissionSana Biotechnology Raises...
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United States — United States Securities and Exchange Commission authorized investigation Elon MuskElon Musk settles SEC X...
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United States — United States Securities and Exchange Commission reversed positionSpaceX IPO Grants Elon Musk Control
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United States — United States Securities and Exchange Commission received demand Sam AltmanElon Musk Sues OpenAI Over Control
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Elon Musk settled lawsuit United States — United States Securities and Exchange CommissionElon Musk settles SEC X...
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Margaret Ryan left job United States — United States Securities and Exchange CommissionElon Musk settles SEC X...
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The Schall Law Firm
securities litigator
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United States — United States Securities and Exchange Commission
The Schall Law Firm is a private law firm that specializes in filing securities
Brian Schall
unaffiliated
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United States — United States Securities and Exchange Commission
Brian Schall is a private attorney who files securities class action lawsuits ag
Philip Kim
unaffiliated
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United States — United States Securities and Exchange Commission
Philip Kim is a private attorney whose securities class action lawsuits cite SEC
Lawrence Rosen
securities lawyer
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United States — United States Securities and Exchange Commission
Lawrence Rosen is a founding partner of the Rosen Law Firm, a private legal prac
Rosen Law Firm
none
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United States — United States Securities and Exchange Commission
Rosen Law Firm has no direct structural or regulatory relationship with the SEC.
SoundHound AI
regulated
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United States — United States Securities and Exchange Commission
SoundHound AI is a publicly traded company subject to the regulatory oversight a
United States — United States District Court for the Northern District of California
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United States — United States Securities and Exchange Commission
United States — United States District Court for the Northern District of California
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United States — United States Securities and Exchange Commission
Bronstein, Gewirtz & Grossman, LLC
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United States — United States Securities and Exchange Commission
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