Snapshot from Jun 25, 2026 at 22:38 UTC. For live data and tracking: View Live

United States — United States Securities and Exchange Commission & Maxim Group

6 shared events · Importance 3 · Last updated Jun 03, 2026

Importance
3
Shared Events
6
Actions
0
Sentiment
0
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57
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for Disciplined Growth Acquisition Corporation's units and underlying securities effective, ensuring regulatory compliance for the IPO.
Maxim Group: Maxim Group acted as the sole book-running manager for the initial public offering of Disciplined Growth Acquisition Corporation, playing a crucial role in the offering's execution and success.
May 27, 2026 · 7 articles
46
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the shelf registration statement effective, allowing Jianzhi Education Technology Group Company Limited to proceed with its offering. Its role is regulatory oversight.
Maxim Group: Maxim Group served as the exclusive placement agent for the offering, facilitating the transaction for Jianzhi Education Technology Group Company Limited. This role enhances its reputation in financial services.
Jun 02, 2026 · 9 articles
42
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared Duke Robotics Corp.'s registration statement effective, allowing the public offering to proceed, ensuring regulatory compliance.
Maxim Group: Maxim Group LLC acted as the sole book-running manager for Duke Robotics Corp.'s public offering, facilitating the transaction and potentially earning fees.
May 18, 2026 · 6 articles
28
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Immutep is alleged to have violated sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
Maxim Group: Maxim Group downgraded Immutep to Hold and removed its price target, citing a significant lack of clarity on the path forward for the company.
May 18, 2026 · 87 articles
0
Business
Feb 11, 2026 · 6 articles
0
Business
Maxim Group: Maxim Group acted as the sole-book running manager for BHAV Acquisition Corp's initial public offering.
Apr 14, 2026 · 6 articles
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